Regulatory
Fund Reports
- 2022 Semi-Annual Report
- 2021 Semi-Annual Report
- 2020 Semi-Annual Report
- 2019 Semi-Annual Report
- 2018 Semi-Annual Report
- 2017 Semi-Annual Report
- 2016 Semi-Annual Report
- 2015 Semi-Annual Report
- 2014 Semi-Annual Report
- 2013 Semi-Annual Report
- 2012 Semi-Annual Report
- 2011 Semi-Annual Report
- 2010 Semi-Annual Report
Proxy Statements
- May 11, 2020: Proxy Statement regarding Annual Meeting of Shareholders to be held on June 10, 2020
- May 13, 2019: Proxy Statement regarding Annual Meeting of Shareholders to be held on June 6, 2019
- May 11, 2018: Proxy Statement regarding Annual Meeting of Shareholders to be held on June 25, 2018
- May 15, 2017: Proxy Statement regarding Annual Meeting of Shareholders to be held on June 15, 2017
- March 18, 2016: Proxy Statement regarding Annual Meeting of Shareholders to be held on May 2, 2016
- March 20, 2015: Proxy Statement regarding Annual Meeting of Shareholders to be held on May 1, 2015
- March 7, 2014: Proxy Statement regarding Annual Meeting of Shareholders to be held on May 1, 2014
- March 19, 2013: Proxy Statement regarding Annual Meeting of Shareholders to be held on April 26, 2013
- August 14, 2012: Proxy Statement regarding Special Meeting of Shareholders to be held on Sept 12, 2012
- March 21, 2012: Proxy Statement regarding Annual Meeting of Shareholders to be held on April 24, 2012
- January 4, 2011: Proxy Statement regarding Special Meetings of Shareholders to be held on January 31, 2011
SEC Filings
Click here to open the US Securities and Exchange Commission (SEC) filings for the Fund.
N-PORTs and N-PXs
Click here for Quarterly Portfolio Holdings Reports on Form N-PORT
Click here for Annual Report of Proxy Voting Record on Form N-PX
Ownership Reports
Through the link below, you can access the beneficial ownership reports stored at the SEC database that have been filed by the officers, directors, and any principal owners of Dividend and Income Fund.
When you click on the following link, a new tab will open and you will be connected directly to the SEC database. You must open each filing to view transaction details.
Click here to open the US Securities and Exchange Commission (SEC) ownership reports for Dividend and Income Fund.
Governance
- Declaration of Trust
- Bylaws
- Audit Committee Charter
- Governance Committee Charter
- Conflict of Interest and Corporate Opportunities Policy
- Nominating Committee Charter
- Code of Ethics
- Whistleblower Procedures
- Proxy Voting
Tax Information
This notice is for informational purposes only.
Year | Ordinary Income Dividends | Capital Gain | Return of Capital | Total | Qualifying | Qualifying Dividend Income2 | Interest Related Dividends3 |
|---|---|---|---|---|---|---|---|
2022 | 20.08% | 74.51% | 5.41% | 100.00% | 100.00% | 100.00% | 0% |
2021 | 21.93% | 74.06% | 4.01% | 100.00% | 100.00% | 100.00% | 0% |
2020 | 2.69% | 51.66% | 45.65% | 100.00% | 100.00% | 100.00% | 0% |
2019 | 26.77% | N/A | 73.23% | 100.00% | 100.00% | 100.00% | 0% |
2018 | 15.90% | 66.47% | 17.63% | 100.00% | 100.00% | 100.00% | 0% |
2017 | 64.49% | 14.70% | 20.81% | 100.00% | 53.85% | 53.85% | 0% |
22.66% | N/A | 77.34% | 100.00% | 22.66% | 22.66% | 0% |
|
2015 | 16.01% | N/A | 83.99% | 100.00% | 16.01% | 16.01% | 0% |
2014 | 100.00% | N/A | 0% | 100.00% | 1.25% | 1.25% | 0% |
71.31% | N/A | 28.69% | 100.00% | 28.27% | 28.27% | 0% |
|
2012 | 34.47% | N/A | 65.53% | 100.00% | 9.65% | 9.65% | 0% |
2011 | 57.00% | N/A | 43.00% | 100.00% | 33.00% | 33.00% | 0% |
2010 | 86.00% | N/A | 14.00% | 100.00% | 39.49% | 39.45% | 57.72% |
2009 | 95.80% | N/A | 4.20% | 100.00% | 22.16% | 19.87% | 38.33% |
2008 | 68.26% | N/A | 31.74% | 100.00% | 40.02% | 38.69% | 36.25% |
1 “Qualifying Dividends” represent dividends which qualify for the corporate dividends received deduction.
2 The percentage in this column represents the amount of “Qualifying Dividend Income” as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of “Ordinary Income Distributions.” It is the intention of the Fund to designate the maximum amount permitted by the law.
3 The percentage in this column represents the amount of “Interest Related Dividends” as created by the American Jobs Creation Act of 2004 and is reflected as a percentage of Net Investment Income distributions that is exempt from U.S. withholding tax when paid to foreign investors.
2013 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2016 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2017 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2018 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2019 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2020 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2021 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2022 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
Press Releases
Click here for Press Releases
