Literature

Regulatory

Fund Reports

Proxy Statements

SEC Filings

Click here to open the US Securities and Exchange Commission (SEC) filings for the Fund.

N-Qs and N-PXs

Click here for Quarterly Portfolio Holdings Reports on Form N-Q
Click here for Annual Report of Proxy Voting Record on Form N-PX

Ownership Reports

Through the link below, you can access the beneficial ownership reports stored at the SEC database that have been filed by the officers, directors, and any principal owners of Dividend and Income Fund.

When you click on the following link, a new tab will open and you will be connected directly to the SEC database. You must open each filing to view transaction details.

Click here to open the US Securities and Exchange Commission (SEC) ownership reports for Dividend and Income Fund.

Governance

Tax Information

This notice is for informational purposes only.

Year

Ordinary Income Distributions

Capital Gain

Return of Capital

Total 
Distributions

Qualifying 
Dividends1

Qualifying Dividend Income2

Interest Related Dividends3

2018

15.90%

66.47%

17.63%

100.00%

100.00%

100.00%

0%

2017

64.49%

14.70%

20.81%

100.00%

53.85%

53.85%

0%

2016

22.66%

N/A

77.34%

100.00%

22.66%

22.66%

0%

2015

16.01%

N/A

83.99%

100.00%

16.01%

16.01%

0%

2014

100.00%

N/A

0%

100.00%

1.25%

1.25%

0%

2013

71.31%

N/A

28.69%

100.00%

28.27%

28.27%

0%

2012

34.47%

N/A

65.53%

100.00%

9.65%

9.65%

0%

2011

57.00%

N/A

43.00%

100.00%

33.00%

33.00%

0%

2010

86.00%

N/A

14.00%

100.00%

39.49%

39.45%

57.72%

2009

95.80%

N/A

4.20%

100.00%

22.16%

19.87%

38.33%

2008

68.26%

N/A

31.74%

100.00%

40.02%

38.69%

36.25%

1 “Qualifying Dividends” represent dividends which qualify for the corporate dividends received deduction.

2 The percentage in this column represents the amount of “Qualifying Dividend Income” as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of “Ordinary Income Distributions.” It is the intention of the Fund to designate the maximum amount permitted by the law.

3 The percentage in this column represents the amount of “Interest Related Dividends” as created by the American Jobs Creation Act of 2004 and is reflected as a percentage of Net Investment Income distributions that is exempt from U.S. withholding tax when paid to foreign investors.

2013 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2016 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2017 Form 8937 – Report of Organizational Actions Affecting Basis of Securities
2018 Form 8937 – Report of Organizational Actions Affecting Basis of Securities

Press Releases

Click here for Press Releases